Falkenberg Capital Corporation recognizes the importance of protecting the privacy of our clients and as such, we have policies in place to maintain the confidentiality and security of client information. Falkenberg Capital will protect information our clients provide in a manner that is safe, secure and professional. We reinforce this in the way we routinely handle sensitive information as part of our day-to-day operations. As such, we maintain physical, electronic and procedural safeguards to protect non-public customer information. Our systems aim to protect against unauthorized access to records that may harm or inconvenience our clients.
It is Falkenberg Capital’s policy not to share information or records regarding former or current clients with anyone, except by mutual agreement or as required by law. However, it is possible that Falkenberg Capital could be served with subpoenas for legal due process, criminal investigations, discovery, court orders, and/or need to exercise our right to defend ourselves against law suits. In any of these events, Falkenberg Capital would advise you in writing prior to releasing any information. Furthermore, client information is handled in a confidential manner with such information and transaction details discussed only with employees and persons who have a reasonable need to know such information for valid business or regulatory reasons. This includes, but is not limited to, confidential information requested during routine regulatory reviews and examinations.
Please contact Falkenberg Capital at (303) 320-4800, if you have any questions regarding this policy or any other concerns